CIB Markets Audit – Associate/Vice President

JOB DESCRIPTION

This position is based in Sao Paulo, Brazil and the role provides the opportunity to develop a detailed understanding of CIB Markets, specifically CEM and Equities.

Our global team is made up of more than 1,200 talented and passionate individuals in more than 20 countries around the world.

• Plan, execute and document audit reports, including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure while ensuring audits are completed timely and within budget
• Work closely with global Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
• Recognize the confidential nature of Internal Audit communications and access to information; you must be disciplined in protecting the confidentiality and security of information in accordance with firm policy
• Partner with stakeholders, business management, other control groups (i.e. risk management, compliance, fraud prevention), external auditors, and regulators establishing strong working relationships while maintaining independence
• Finalize audit findings and use judgment to provide an overall opinion on the control environment through developing recommendations to strengthen internal controls
• Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learning
• Stay up to date with industry trends to identify opportunities for game changing innovations or strategic partnerships

Qualifications, skills and capabilities:

• Fluent in English (verbal and written)
• Extensive internal or external auditing experience desirable. Individuals with experience outside of Internal Audit such as in finance, risk and control disciplines within Capital Markets will also be considered.
• Bachelor's degree in a business/finance related qualification (or relevant financial services experience). An accreditable Internal Auditing or accounting qualification is desirable
• Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering risks across the transaction lifecycle.
• Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness
• Strong interpersonal and influencing skills, with the ability to establish credibility and build strong partnerships with senior business and control partners
• Willing to take personal responsibility/accountability as well as flexible to changing business priorities and ability to multitask in a constantly changing environment
• Enthusiastic and self-motivated, with a keen interest in learning

• Advanced Degree in relevant discipline
• Prior experience with Big 4 accounting firm and/or internal audit department in financial services industry

ABOUT US

We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

ABOUT THE TEAM

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.

The Audit department provides independent assessments to evaluate, test and report on the adequacy and effectiveness of our governance, risk management and internal controls. The team’s priorities are focused on strong governance, transparency, strategic engagement, and fostering a diverse and inclusive culture that develops our talent.